Disclosure

Wealth Management Network, LLC (“WMN”) is a registered investment adviser with the US Securities and Exchange Commission. WMN investment adviser representatives may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, notice filed or otherwise excluded or exempted from registration requirements. The purpose of this web site is for the information distribution of our service offerings. Any communications with prospective clients residing in states or international jurisdictions where WMN is not registered or licensed shall be limited so as not to trigger registration or licensing requirements.

The information on this website is based on data gathered from what we believe are reliable sources. It is not guaranteed as to accuracy, and does not purport to be complete and is not intended as the primary basis for investment decisions. It should also not be construed as advice meeting the particular investment needs of any investor.

Inclusion of links to any third-party website(s) does not indicate explicit support of the content found therein. WMN is not responsible for any information found at those linked sites, and/or those sites’ privacy policies.

Privacy Notice

Rev. September 2010

Facts

What Does Wealth Management Network, LLC Do With Your Personal Information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income
  • account balances and transaction history
  • assets and risk tolerance

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Wealth Management Network, LLC chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information Does Wealth Management Network, LLC share? Can you limit this sharing?

For our everyday business purposes –
as permitted by law

YES NO

For our marketing purposes –
to offer our products and services to you

NO We Don’t Share

For joint marketing with other financial companies

NO We Don’t Share

For our affiliates’ everyday business purposes –
information about your creditworthiness

NO We Don’t Share

For nonaffiliates to market to you

NO We Don’t Share
Questions?

Call (949) 720-9980 or go to http://www.theWMN.com/

Who We Are

Who is providing this notice?

Wealth Management Network, LLC

What We Do

How does Wealth Management Network, LLC protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Wealth Management Network, LLC collect my personal information?

We collect your personal information, for example, when you

  • seek advice about your investments
  • enter into an investment advisory contract
  • tell us about your investment or retirement portfolio
  • tell us about your investment or retirement earnings
  • give us your contact information

We also collect your personal information from other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only:

  • sharing for affiliates’ everyday business purposes – information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

• Wealth Management Network, LLC has no affiliates

Nonaffiliates

Companies not related by common ownership or control. They can be financial and non-financial companies.

• Wealth Management Network, LLC does not share with nonaffiliates so they can market to you

Joint Marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

• Wealth Management Network, LLC doesn’t jointly market